Banking / Capital Markets
We comprehensively advise in banking law and banking regulatory matters. This includes assistance in establishing and licensing of banks and financial services institutions. We also advise on legal matters, related to the optimisation of procedures in the financial services industry.
We provide substantial assistance and advice in all compliance relevant issues of the financial services business and with respect to capital markets transactions. Additionally, we frequently serve as sparring partner to detect all risk-related legal issues that may occur either with the implementation of your business model or the conduct of your day-to-day-business.
Our team is specialized in rendering legal advice to private banking institutions, regardless of whether they are focussed on the retail-, or the wealth-management-sector. Due to our long standing practical experience, we are in a position to provide you with a business-focussed assistance. This also covers consulting Family Offices.
The partners of the firm have accumulated substantial know-how relative to the preparation of marketing of financial products and the firm is thereby well positioned to deliver a broad range of services. Partners of the firm have repeatedly accompanied and advised issuers and issuing banks in IPOs, private placements and ABS-transactions.
Asset Management
With respect to the asset-management industry, our firm relies on the substantial and long-standing experience of our lawyers, specialised in this field. From the structuring and the licensing of public and institutional funds, whether equity-, fixed-income-, real estate-, or hedge-funds, including the fund documentation and legal matters arising from the day-to-day management of such funds, we cover the whole range of required legal services.
We are well positioned to assist you in structuring and setting up complex projects, e.g. Master-KAG-Concepts, Global-Custody-Models.
We also assist you in developing and implementing reliable marketing concepts and distribution channels in line with legal and regulatory requirements while taking into account the type of clients and the jurisdiction(s), you intend to address.